Unclaimed
Aaron Hays is a financial professional with over 13 years of experience in the industry. Aaron is currently registered with The Leaders Group, Inc., and has held previous registrations with AIG Capital Services, Inc. and PRUCO SECURITIES, LLC. Aaron holds Series 6, 63, 65 and 66 securities licenses, as well as the Series 26 principal license. Aaron is licensed in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/19/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
01/11/2019 - 02/04/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
IL
01/26/2009 - 01/07/2019
PRUCO SECURITIES, LLC. (Bloomington IL)
IA
Issued 06/18/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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