Unclaimed
Aaron Brandes is an investment advisor representative with J.P. Morgan Securities LLC. Aaron has been in the securities industry since 1996 and is licensed to provide investment advice in 32 states. Aaron has previously worked at Chase Investment Services Corp., WAMU Investments, Inc., Investment Professionals, Inc., Invest Financial Corporation, American Heartland Investments Inc., Chapman Securities, Inc., and New England Securities. Aaron has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (Dallas TX)
TX
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
TX
05/31/2001 - 05/02/2009
WAMU INVESTMENTS, INC. (GARLAND TX)
TX
01/12/2001 - 05/11/2001
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
WI
03/03/1999 - 01/19/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
KS
09/17/1996 - 09/14/1998
AMERICAN HEARTLAND INVESTMENTS INC. (SALINA KS)
KS
01/17/1996 - 08/15/1996
CHAPMAN SECURITIES, INC. (WICHITA KS)
NY
10/30/1995 - 12/31/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 03/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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