Unclaimed
Aaron Iafallo is a financial professional with over 15 years of experience in the financial services industry. Aaron is currently registered with Nexpoint Securities, Inc. and holds Series 7, Series 66 and SIE licenses. Prior to joining Nexpoint Securities, Aaron worked at Triton Pacific Securities, LLC and CNL Securities Corp. Aaron has experience in a variety of financial services, including securities, investment advisory, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/10/2023 - Present
Nexpoint Securities, Inc. (DALLAS TX)
CA
03/07/2023 - 08/08/2023
TRITON PACIFIC SECURITIES, LLC (IRVINE CA)
FL
07/08/2015 - 02/28/2023
CNL SECURITIES CORP. (ORLANDO FL)
MD
04/03/2009 - 04/08/2015
M&T SECURITIES, INC. (BALTIMORE MD)
NY
01/20/2009 - 04/03/2009
METLIFE SECURITIES INC. (WILLIAMSVILLE NY)
NY
03/11/2008 - 11/20/2008
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
BOTH
Issued 04/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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