Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Steinberg is a securities professional with over 17 years of experience in the financial services industry. Aaron is currently registered with Pershing LLC, a leading provider of clearing and custody services. Aaron has a broad range of experience in the securities industry, including previous roles at Bear, Stearns & Co. Inc. and Bear, Stearns Securities Corp. Aaron holds a variety of licenses and certifications, including the Series 7, Series 24, Series 52TO, Series 63, and Series 99TO. Aaron is dedicated to providing clients with exceptional service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/30/2007 - Present
Pershing LLC (JERSEY CITY NJ)
NY
05/08/2006 - 08/08/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/08/2006 - 08/08/2007
BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2011
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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