Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Houston Phifer is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Aaron has been in the financial industry since 2007 and has experience with both investment and insurance products. Aaron has a strong focus on serving high net worth individuals, corporations and charitable organizations. Aaron is a Series 7, 6, 63, and 66 licensed advisor who is registered in Alabama, Florida, Georgia, North Carolina, Oregon, South Carolina, Tennessee, and Texas. Aaron also holds the SIE designation. In addition to working as a financial advisor, Aaron is also the CEO of Phifer Family Laundries LLC. and the CFO/ Marketing Director of Wines and Words Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALPHARETTA GA)
IN
10/01/2012 - 03/18/2016
J.P. MORGAN SECURITIES LLC (HOBART IN)
IN
03/18/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MERRILLVILLE IN)
IN
07/04/2007 - 05/19/2008
CHASE INVESTMENT SERVICES CORP. (GARY IN)
BOTH
Issued 10/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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