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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Gregory Cook is a financial advisor with over 25 years of experience in the industry. Aaron has a wide range of experience, having previously worked at firms such as Ameriprise Financial Services, Inc., Newport Coast Securities, Inc., and Bluerock Capital Markets LLC. Aaron is currently registered with LPL Financial LLC in Los Angeles, California, offering investment advice to individuals, corporations, and institutions. Aaron is also a registered investment advisor in California. Aaron holds a variety of licenses and certifications, including Series 6, 7, 24, 27, 63, 65, and 66. Aaron's specialties include financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/13/2019 - Present
LPL Financial LLC (LOS ANGELES CA)
CA
12/05/2013 - 11/20/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Los Angeles CA)
CA
07/30/2012 - 12/05/2013
NEWPORT COAST SECURITIES, INC. (BEVERLY HILLS CA)
CA
05/09/2012 - 07/06/2012
BLUEROCK CAPITAL MARKETS LLC (NEWPORT BEACH CA)
CA
09/27/2006 - 03/21/2012
STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CA
05/05/2006 - 04/19/2007
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
CA
09/08/2004 - 04/26/2006
NNN CAPITAL CORP. (SANTA ANA CA)
CA
10/01/2001 - 09/08/2004
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
MA
05/16/1997 - 06/13/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 01/14/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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