Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Somers is an investment advisor who has been in the industry since January 8, 2000. Aaron is currently registered with CCO Capital, LLC. Prior to that, Aaron was registered with FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Woodbury Financial Services, Inc., Cole Capital Corporation, United Planners' Financial Services of America A Limited Partner, Countrywide Investment Services, Inc., Charles Schwab & Co., Inc., ING Funds Distributor, LLC, Sunamerica Securities, Inc., and Pruco Securities Corporation. Aaron is licensed to provide investment advice in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
11/14/2016 - Present
CCO Capital, LLC (PHOENIX AZ)
GA
06/26/2014 - 11/15/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
06/26/2014 - 11/15/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
06/26/2014 - 11/15/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
06/26/2014 - 11/15/2016
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
01/19/2012 - 06/24/2014
COLE CAPITAL CORPORATION (PHOENIX AZ)
AZ
06/27/2007 - 01/20/2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
AZ
02/13/2007 - 06/19/2007
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
TX
11/19/2003 - 04/03/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
02/25/2002 - 11/03/2003
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
AZ
05/13/1999 - 03/01/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
01/21/1999 - 04/27/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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