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Aaron Gardner Swanson

American Portfolios Financial Services, Inc.

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About Aaron Gardner Swanson

Aaron Swanson is a financial advisor with American Portfolios Financial Services, Inc. Aaron has been in the industry since June 1993. Aaron is registered in 12 states: California, Florida, Georgia, Illinois, Michigan, Minnesota, Missouri, Nebraska, North Carolina, Ohio, South Dakota, and Wisconsin. He holds Series 6, 7, 24, 26, 51 and 63 licenses and the SIE exam. Aaron's previous experience includes roles at UNITED SECURITIES ALLIANCE, INC., WMA SECURITIES, INC., and INTERSECURITIES, INC.

Firm Information

Aaron Swanson is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Swanson’s Registration & Firm History

WI

02/28/2007 - Present

American Portfolios Financial Services, Inc. (ASHLAND WI)

WI

02/28/2002 - 02/28/2007

UNITED SECURITIES ALLIANCE, INC. (ASHLAND WI)

GA

06/06/1994 - 02/21/2002

WMA SECURITIES, INC. (DULUTH GA)

FL

06/17/1993 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 06/16/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/24/2003

Series 24 - General Securities Principal Examination

BC

Issued 06/20/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/16/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Gardner Swanson.
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