Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Gaecke is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Aaron is currently registered in Arizona, California, Colorado, Florida, Nevada, New Mexico, Texas, and Utah. Aaron has over 7 years of experience in the financial services industry. Aaron has a strong background in both brokerage and investment advisory services. Aaron is dedicated to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREEN VALLEY AZ)
AZ
12/13/2022 - 08/07/2024
WELLS FARGO CLEARING SERVICES, LLC (TUCSON AZ)
AZ
05/30/2019 - 04/01/2021
WELLS FARGO CLEARING SERVICES, LLC (TUCSON AZ)
BOTH
Issued 11/15/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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