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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron G Henry is a financial advisor at LPL Financial LLC, a registered investment advisor. Aaron has been in the financial industry since 2002 and has a broad range of experience. Aaron specializes in financial planning, portfolio management for businesses and individuals, and providing consulting and other non-discretionary advisory services. Aaron is registered to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/19/2024 - Present
LPL Financial LLC (LOS ANGELES CA)
MO
03/06/2023 - 09/22/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
CA
03/02/2005 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
RI
10/08/2003 - 01/28/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
SC
09/09/2002 - 08/21/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AZ
11/08/1996 - 09/04/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 05/27/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/09/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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