Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Franklin is a securities professional with over 2 years of experience in the financial industry. Aaron holds Series 63, 24, SIE and 79TO licenses. Aaron is currently registered with Smbc Nikko Securities America, Inc. and is licensed to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/05/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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