Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Smith is a financial advisor with Cambridge Investment Research Advisors, Inc., a firm with a strong focus on financial planning and portfolio management for individuals and businesses. Aaron has been in the financial services industry since 2010 and holds a variety of licenses and registrations, including Series 7, 6, 63, and 65. Aaron's experience in the financial services industry spans a diverse range of firms, allowing him to provide a well-rounded perspective on financial planning and investment management. Aaron is committed to helping clients reach their financial goals and providing personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
01/05/2021 - Present
Cambridge Investment Research Advisors, Inc. (Florence MA)
MA
03/25/2017 - 08/08/2018
MML INVESTORS SERVICES, LLC (FLORENCE MA)
MA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (FLORENCE MA)
MA
02/17/2010 - 01/02/2015
NEW ENGLAND SECURITIES (EAST LONGMEADOW MA)
IA
Issued 03/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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