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Aaron Ferguson

Wells Fargo Securities, LLC

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About Aaron Ferguson

Aaron Ferguson is a financial advisor with Wells Fargo Securities, LLC. Aaron has been in the financial services industry since December 5, 2015. Aaron is licensed to offer securities and investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Aaron holds the Series 63, Series 7, and SIE licenses. Aaron is also a registered representative of FINRA. Previously, Aaron worked for WELLS FARGO ADVISORS, LLC.

Firm Information

Aaron Ferguson is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Ferguson’s Registration & Firm History

CA

07/03/2018 - Present

Wells Fargo Securities, LLC (Irvine CA)

CA

01/28/2014 - 08/24/2016

WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/18/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Aaron Ferguson.
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