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Aaron Edward Alley

Foreside Fund Services, LLC

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About Aaron Edward Alley

Aaron Alley is a financial advisor with over 19 years of experience in the industry. Aaron is currently registered with Foreside Fund Services, LLC and has been with the firm since June 2024. Aaron's previous experience includes positions at DFA Securities LLC, Altruist Financial LLC, Morgan Stanley, and Citigroup Global Markets Inc. Aaron holds Series 7, 63, 31 and SIE licenses and is also a registered investment advisor. Aaron has worked in a variety of roles in the financial services industry, including investment banking, wealth management, and financial planning. Aaron is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Aaron Alley is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Alley’s Registration & Firm History

CA

06/11/2024 - Present

Foreside Fund Services, LLC (Los Angeles CA)

TX

12/13/2022 - 05/01/2024

DFA SECURITIES LLC (AUSTIN TX)

CA

05/11/2022 - 11/07/2022

ALTRUIST FINANCIAL LLC (CULVER CITY CA)

TX

01/11/2013 - 04/20/2022

DFA SECURITIES LLC (AUSTIN TX)

CA

06/01/2009 - 11/20/2012

MORGAN STANLEY (LOS ANGELES CA)

CA

05/29/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

CA

08/17/2006 - 05/29/2007

CITICORP INVESTMENT SERVICES (LOS ANGELES CA)

CA

03/03/2004 - 09/27/2006

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 09/30/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/02/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 02/25/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Edward Alley.
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