Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Christopher Wartes is a financial advisor with over 19 years of experience in the industry. Aaron Wartes is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since January 2022. Prior to joining Raymond James, Aaron Wartes was a financial advisor with MORGAN STANLEY for nine years. Aaron Wartes has a broad range of experience working with a variety of clients, including individuals, families, businesses, and institutions. Aaron Wartes is committed to providing personalized financial advice and helping clients achieve their financial goals. Aaron Wartes specializes in investment management, retirement planning, and estate planning. Aaron Wartes is a Series 7, Series 63, and Series 66 licensed financial advisor. Aaron Wartes is also a registered investment advisor in the state of Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
01/31/2022 - Present
Raymond James Financial Services Advisors, Inc. (Everett WA)
WA
03/28/2013 - 01/28/2022
MORGAN STANLEY (Kirkland WA)
WA
08/05/2003 - 04/02/2013
EDWARD JONES (EVERETT WA)
BOTH
Issued 02/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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