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Aaron Christopher Rakers

Wells Fargo Securities, LLC

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About Aaron Christopher Rakers

Aaron Christopher Rakers is a financial advisor with Wells Fargo Securities, LLC. Aaron has been in the industry since February 7, 2001 and holds the Series 7, 66 and 87 licenses. Previously, Aaron worked with Stifel, Nicolaus & Company, Incorporated, Wachovia Capital Markets, LLC and A. G. Edwards & Sons, Inc. Aaron is registered with FINRA and is licensed in all 50 states.

Firm Information

Aaron Rakers is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Rakers’s Registration & Firm History

MO

10/11/2017 - Present

Wells Fargo Securities, LLC (St. Louis MO)

MO

03/16/2009 - 10/12/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

10/01/2007 - 01/02/2009

WACHOVIA CAPITAL MARKETS, LLC (ST LOUIS MO)

MO

11/28/2000 - 10/01/2007

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 12/28/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Aaron Christopher Rakers.
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