Unclaimed
Aaron Brondum is a financial professional with over 19 years of experience in the industry. Aaron currently holds a Series 7, Series 10, Series 24, and Series 9 license and is registered in Nebraska. Aaron is a Registered Representative for Charles Schwab & CO., Inc., a firm that provides investment and financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
05/17/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
04/22/2006 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
01/19/2018 - 04/20/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
11/16/2005 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
MN
07/20/2004 - 10/10/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 08/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/04/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Aaron Brondum is the right advisor for you? Invested Better is here to help.