Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Christian Ball is a financial professional with over 25 years of experience in the industry. Aaron holds a variety of licenses and certifications, including Series 6, 7, 24, 27, 52, 53, 63, 99, and SIE. Aaron is currently registered with Nylife Distributors LLC and Nylife Securities LLC. Aaron has previously worked with Capital Brokerage Corporation, AmSouth Investment Services, Inc. and AllFirst Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/03/2021 - Present
Nylife Distributors LLC (NEW YORK NY)
VA
05/07/2003 - 02/06/2015
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
AL
05/08/2000 - 04/01/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
MD
07/22/1996 - 04/26/2000
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/12/2002
Series 4 - Registered Options Principal Examination
BC
Issued 06/30/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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