Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Charles Westlake is a financial advisor with Fidelity Brokerage Services LLC, a brokerage firm. Aaron has been in the financial services industry since 1998. Aaron holds Series 7, 24 and 63 licenses and is registered in 11 states, including Arizona, California, Colorado, Georgia, Massachusetts, Michigan, Nevada, Oregon, Texas, Utah and Washington. Aaron's previous experience includes roles at E*TRADE SECURITIES LLC and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/08/2014 - Present
Fidelity Brokerage Services LLC (SACRAMENTO CA)
NJ
09/09/2013 - 04/02/2014
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
CA
03/25/2003 - 05/21/2013
E*TRADE SECURITIES LLC (ROSEVILLE CA)
TX
12/19/1997 - 01/30/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 12/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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