Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Haan is a securities professional with over 10 years of experience in the financial services industry. Aaron is currently registered with Alps Distributors, Inc. and holds Series 7, Series 63, and SIE licenses. Aaron has previously worked for Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2019 - Present
Alps Distributors, Inc. (New York NY)
NY
09/22/2008 - 02/15/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/26/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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