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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Charles Cruz is a registered representative with Independent Financial Group, LLC, a firm that has been serving clients since 2009. Aaron has over 11 years of experience in the financial services industry, with a focus on investment advising and portfolio management. Aaron holds the Series 6, Series 63 and SIE licenses. He is a licensed advisor in California, Tennessee and Texas and currently has an active registration with FINRA. He has previously worked at NPB FINANCIAL GROUP, LLC, SA STONE WEALTH MANAGEMENT INC., and QUEST CAPITAL STRATEGIES, INC. Independent Financial Group, LLC is headquartered in San Diego, California and manages over $6.75 billion in assets across various client types. Aaron's primary specializations are in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/15/2022 - Present
Independent Financial Group, LLC (Ontario CA)
CA
01/04/2021 - 07/15/2022
NPB FINANCIAL GROUP, LLC (Ontario CA)
CA
12/06/2019 - 12/31/2020
SA STONE WEALTH MANAGEMENT INC. (Ontario CA)
CA
02/03/2012 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BC
Issued 04/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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