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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Chang is an investment advisor representative currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Aaron has been in the industry since September 5, 2000. Previously, Aaron was registered with MORGAN STANLEY, UNIONBANC INVESTMENT SERVICES, LLC, CITY NATIONAL SECURITIES, INC., J. P. MORGAN INVEST, LLC, DREYFUS BROKERAGE SERVICES, INC., PRUDENTIAL SECURITIES INCORPORATED, AUERBACH, POLLAK & RICHARDSON INC. and BILTMORE SECURITIES, INC. Aaron's specializations include portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
CA
10/31/2011 - 08/21/2013
MORGAN STANLEY (SANTA MONICA CA)
CA
09/01/2004 - 02/02/2010
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
02/18/2004 - 02/19/2004
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
MA
04/18/2002 - 09/05/2003
J. P. MORGAN INVEST, LLC (BOSTON MA)
CA
02/23/1999 - 06/07/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NY
03/18/1998 - 02/03/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
01/03/1998 - 03/18/1998
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
FL
11/28/1997 - 01/09/1998
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
IA
Issued 05/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/12/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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