Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Case is a financial advisor who has been in the industry since 2006. Aaron is a registered representative of TD Private Client Wealth LLC, a firm that provides financial planning, portfolio management, and other advisory services. Aaron has a strong track record of success and is dedicated to helping clients achieve their financial goals. Aaron is registered in 51 states and has a variety of designations, including Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
ME
02/15/2024 - Present
TD Private Client Wealth LLC (PORTLAND ME)
ME
06/15/2016 - 04/12/2022
LPL FINANCIAL LLC (SACO ME)
NC
07/07/2011 - 05/09/2016
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
04/02/2007 - 05/17/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
01/01/2006 - 03/09/2007
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
BOTH
Issued 08/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Aaron Case is the right advisor for you? Invested Better is here to help.
