Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Ball is a registered investment advisor representative with Cetera Investment Advisers LLC, located in Lexington, Kentucky. Aaron has been in the financial services industry since 2012, with previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fifth Third Securities, Inc. Aaron holds the Series 6, 7, and 66 licenses and the SIE exam. Aaron is registered with the state of Kentucky and Indiana. Aaron is a financial advisor who provides financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
05/04/2022 - Present
Cetera Investment Advisers LLC (LEXINGTON KY)
KY
04/28/2020 - 04/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEXINGTON KY)
KY
06/13/2012 - 03/27/2020
FIFTH THIRD SECURITIES, INC. (LEXINGTON KY)
BOTH
Issued 8/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/2/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/8/2014
Series 7 - General Securities Representative Examination
BC
Issued 6/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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