Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Ashby Henry is a financial advisor at LPL Financial LLC in Milwaukee, WI. Aaron has been in the financial services industry since 2002 and has a strong track record of helping clients achieve their financial goals. Aaron has a Series 66, Series 65, Series 63 and Series 7, and SIE licenses. Aaron's previous experience includes working at WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO FUNDS DISTRIBUTOR, LLC, and M&I BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
10/24/2022 - Present
LPL Financial LLC (MILWAUKEE WI)
WI
11/09/2017 - 11/03/2020
WELLS FARGO CLEARING SERVICES, LLC (MILWAUKEE WI)
WI
11/14/2006 - 02/05/2009
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
05/29/2002 - 10/17/2006
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
BOTH
Issued 01/03/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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