Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Aronoff is a financial advisor with UBS Financial Services Inc., a leading financial services firm. Aaron has been in the industry since 1989, and has a broad range of experience, having worked with a variety of firms such as Morgan Stanley & Co. Incorporated and Lehman Brothers Inc. Aaron is registered with the state of New York and holds the Series 31, Series 7, and SIE licenses. Aaron works with individuals, businesses, institutions and has experience with a broad range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/28/2008 - Present
UBS Financial Services Inc. (Jericho NY)
NY
04/02/2007 - 12/01/2008
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
09/07/2001 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
08/11/1995 - 09/08/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 08/29/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
08/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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