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Aaron Anthony Garcia

Fidelity Brokerage Services LLC

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About Aaron Anthony Garcia

Aaron Anthony Garcia is a financial advisor with Fidelity Brokerage Services LLC, a FINRA-regulated broker-dealer. Aaron is registered with the Securities and Exchange Commission and is licensed to offer securities and investment advice in 53 states and territories, including Texas where Aaron is currently based out of the Westlake, TX branch office. Aaron's registrations are currently active. Aaron has been in the securities industry since May 17, 2023, and holds the Series 7, Series 63, and SIE exams.

Firm Information

Aaron Garcia is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Garcia’s Registration & Firm History

TX

05/18/2023 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 05/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/03/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Aaron Anthony Garcia.
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