Unclaimed
Aaron Anthony Garcia is a financial advisor with Fidelity Brokerage Services LLC, a FINRA-regulated broker-dealer. Aaron is registered with the Securities and Exchange Commission and is licensed to offer securities and investment advice in 53 states and territories, including Texas where Aaron is currently based out of the Westlake, TX branch office. Aaron's registrations are currently active. Aaron has been in the securities industry since May 17, 2023, and holds the Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/18/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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