Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Berman is a financial advisor who has been in the industry since 2000. Aaron holds multiple licenses and registrations, including Series 6, 7, 63, 65 and SIE. Aaron is currently affiliated with IP Financial Advisory Services LLC, and has previously worked at Patrick Capital Markets, LLC, Santander Securities LLC, LPL Financial LLC, Eaton Vance Distributors, Inc. and Signator Investors, Inc. Aaron specializes in providing financial planning, investment advice, and consulting services for individuals, businesses, and qualified retirement plans. Aaron currently serves clients primarily in Florida and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
FL
08/24/2020 - Present
IP Financial Advisory Services LLC (Miami FL)
MO
10/09/2017 - 07/29/2020
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
RI
10/17/2012 - 03/06/2013
SANTANDER SECURITIES LLC (PROVIDENCE RI)
RI
09/10/2012 - 09/19/2012
LPL FINANCIAL LLC (PROVIDENCE RI)
MA
06/20/2000 - 06/13/2012
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
10/15/1998 - 06/26/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 12/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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