Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Nazarian is a financial advisor registered with Alight Financial Solutions, LLC and has been in the industry since October 8, 2000. Aaron has been registered with Alight Financial Solutions, LLC since November 12, 2019. Prior to that, Aaron worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, E*TRADE SECURITIES LLC, UBS FINANCIAL SERVICES INC., BANC OF AMERICA INVESTMENT SERVICES, INC., and HARRISDIRECT LLC. Aaron is licensed to sell securities in North Carolina. Aaron has passed the Series 66, Series 63, Series 53, Series 4, Series 24, Series 52TO, SIE, Series 55, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/12/2019 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
NC
12/11/2014 - 09/18/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
08/26/2013 - 10/27/2014
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
12/23/2009 - 08/23/2013
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
07/29/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/03/2006 - 07/11/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
09/07/1999 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BOTH
Issued 03/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/17/2002
Series 4 - Registered Options Principal Examination
BC
Issued 09/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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