Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aanal? Claim Your ProfileAanal Shah is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Aanal has been in the financial industry since September 12, 1999. Aanal holds multiple securities licenses, including Series 7, Series 10, and Series 63. Aanal is registered in 52 states as a broker-dealer and in three states as an investment advisor. Aanal has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since July 1999. Aanal provides portfolio management for individuals and businesses, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/11/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
01/02/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IA
Issued 9/29/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/18/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2014
Series 3 - National Commodity Futures Examination
BC
Issued 9/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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