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Aamir Kamal Khan

Finalis Securities LLC

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About Aamir Kamal Khan

Aamir Kamal Khan is a registered representative with Finalis Securities LLC. Aamir has been in the securities industry since 2015. Aamir holds the Series 6, 7, 63, 65, 79TO, and 82TO licenses and is registered in Arizona. Aamir has previously worked at Lombard Securities Incorporated, Sagepoint Financial, Inc., Princor Financial Services Corporation, Northwestern Mutual Investment Services, LLC, and New England Securities.

Firm Information

Aamir Khan is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aamir Khan’s Registration & Firm History

NY

03/14/2023 - Present

Finalis Securities LLC (New York NY)

MD

02/29/2012 - 12/31/2012

LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)

TX

02/04/2008 - 11/10/2010

SAGEPOINT FINANCIAL, INC. (ARLINGTON TX)

TX

06/08/2007 - 02/11/2008

PRINCOR FINANCIAL SERVICES CORPORATION (ARLINGTON TX)

WI

01/03/2001 - 06/19/2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

NY

04/06/1999 - 09/25/2000

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/08/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/15/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/23/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/13/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 02/03/2023

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2007

Series 7 - General Securities Representative Examination

BC

Issued 04/05/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aamir Kamal Khan.
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