Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aalok? Claim Your ProfileAalok Patel is a registered representative with J.P. Morgan Securities LLC in Houston, Texas. Aalok has been in the securities industry since 2012. Previously, Aalok Patel has been registered with Morgan Stanley, E*TRADE SECURITIES LLC, TD AMERITRADE, INC., SCOTTRADE, INC., and FIDELITY BROKERAGE SERVICES LLC. Aalok holds the Series 63, Series 66, Series 7, and SIE securities licenses. Aalok Patel's current firm, J.P. Morgan Securities LLC, is a registered investment advisor and broker-dealer with more than $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
01/25/2024 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
03/22/2023 - 01/19/2024
MORGAN STANLEY (Houston TX)
TX
11/02/2021 - 09/05/2023
E*TRADE SECURITIES LLC (Houston TX)
TX
09/29/2020 - 10/20/2021
J.P. MORGAN SECURITIES LLC (KATY TX)
TX
02/26/2018 - 09/14/2020
TD AMERITRADE, INC. (SUGARLAND TX)
TX
07/08/2014 - 02/26/2018
SCOTTRADE, INC. (SUGARLAND TX)
TX
12/05/2013 - 03/26/2014
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
TX
09/08/2011 - 11/25/2013
SCOTTRADE, INC. (HOUSTON TX)
BOTH
Issued 04/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Aalok Patel is the right advisor for you? Invested Better is here to help.
