Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aalap? Claim Your ProfileAalap Merchant is an active broker and investment advisor representative with over 15 years of experience in the financial services industry. Aalap has been registered with D.a. Davidson & Co. since September 2021, and previously held positions at Marlin & Associates Securities LLC, Bruderman Brothers LLC, Nomura Securities International, Inc., Nomura Securities North America, LLC, and J.P. Morgan Securities LLC. Aalap is also a Series 7, Series 24, Series 63, and Series 79TO licensed professional. Aalap holds active registrations in 9 states. Aalap is dedicated to providing clients with personalized financial advice and investment management services to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2021 - Present
D.a. Davidson & Co. (NEW YORK NY)
NY
12/16/2019 - 09/01/2021
MARLIN & ASSOCIATES SECURITIES LLC (NEW YORK NY)
NY
08/01/2017 - 09/19/2019
BRUDERMAN BROTHERS LLC (New York NY)
NY
11/22/2010 - 08/30/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/04/2010 - 04/18/2011
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
NY
10/01/2008 - 09/27/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/10/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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