Unclaimed
A Manny Alicandro has been a registered representative since 2001. A has extensive experience in the financial services industry and is currently registered with Lime Trading Corp. Previously, A was registered with NASDAQ OPTIONS SERVICES, LLC, NASDAQ EXECUTION SERVICES, LLC, EXECUTION ACCESS, LLC, INET ATS, INC., CAPSTONE TRADING L.L.C., MAKO GLOBAL DERIVATIVES LLC, MAKO FINANCIAL MARKETS, LLC, and CDC SECURITIES. A holds the Series 3, 4, 14, 24, 27 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/01/2024 - Present
Lime Trading Corp. (NEW YORK NY)
NY
12/09/2005 - 05/13/2013
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
NY
08/03/2004 - 05/13/2013
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
NY
02/10/2011 - 11/01/2011
EXECUTION ACCESS, LLC (NEW YORK NY)
NJ
12/09/2005 - 02/27/2006
INET ATS, INC. (JERSEY CITY NJ)
NY
06/07/2004 - 08/02/2004
CAPSTONE TRADING L.L.C. (NEW YORK NY)
NY
06/19/2003 - 08/02/2004
MAKO GLOBAL DERIVATIVES LLC (NEW YORK NY)
NY
06/12/2003 - 08/02/2004
MAKO FINANCIAL MARKETS, LLC (NEW YORK NY)
NY
09/14/2000 - 05/06/2003
CDC SECURITIES (NEW YORK NY)
BC
Issued 02/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/28/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/05/2001
Series 4 - Registered Options Principal Examination
BC
Issued 07/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2002
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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