Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you A? Claim Your ProfileA Carlis Carroll is an investment advisor representative with Geneos Wealth Management, Inc., located in Roanoke, Virginia. A Carlis Carroll has been in the industry for 29 years and is licensed to offer investment advice in Florida and Virginia. They have a Series 7, Series 63, and Series 65 licenses. A Carlis Carroll has worked with various insurance carriers for fixed annuities and also has a DBA under Advanced Financial Solutions. They primarily serve individuals, corporations and charitable organizations with a focus on financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
08/22/2005 - Present
Geneos Wealth Management, Inc. (ROANOKE VA)
MN
10/05/1992 - 08/19/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/05/1992 - 08/19/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/06/1992
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure A Carroll is the right advisor for you? Invested Better is here to help.
