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Wellington Shields & CO., LLC

Headquartered in NEW YORK, NY

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Firm Information

Wellington Shields & CO., LLC is a Limited Liability Company formed on August 29, 2008 and headquartered in New York, NY. The firm offers portfolio management for individuals and has approximately $408,723,807 in regulatory assets under management. They operate in 52 states and are registered with the SEC. Their services include wrap fee programs and they participate in a variety of client types, including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and charitable organizations.

Wellington Shields & CO., LLC

60 BROAD ST.

NEW YORK, NY 10004

$408.72M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

Branch Locations (16)

WELLINGTON SHIELDS & CO., LLC has a total of 16 branch locations across the country.
location

Chatham, MA

location

DORSET, VT

location

Shelburne Falls, MA

location

NEW YORK, NY

location

THOMASVILLE, GA

location

Hawley, MA

location

CORNWALL BRIDGE, CT

location

Annapolis, MD

location

Newton Square, PA

location

FLAGLER BEACH, FL

location

Vero Beach, FL

location

Peapack, NJ

location

Locust Valley, NY

location

Sanabel, FL

location

Reading, MA

location

Boca Raton, FL

Advisors at Wellington Shields & CO., LLC

View All 46 Advisors
Unclaimed
Gail Marie Dudack

NEW YORK, NY

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Unclaimed
Benjamin Logan Brietstein
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Henry Lawrence Bogert

RA

NEW YORK, NY

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Unclaimed
Edward Kenneth March

NEW YORK, NY

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Unclaimed
Georges Carter Boyer

RA

NEW YORK, NY

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Unclaimed
William Shelton Hayes

RA

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Unclaimed
Alexander Maclin Cripps

CFA®, RA

NEW YORK, NY

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Unclaimed
Donald E Chappell

RA

NEW YORK, NY

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Disclosures

There are 2 public disclosures for Wellington Shields & CO., LLC. Review regulatory record here.

Frequently Asked Questions (11)

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