ADVISOR BIO

Jose Luis Guerra is a financial professional with over 13 years of experience in the industry. Jose is currently registered with J.p. Morgan Securities LLC. Prior to this, Jose was employed with CREDIT SUISSE SECURITIES (USA) LLC from 2009 to 2013. Jose holds several licenses including Series 66, Series 26, Series 24, Series 10, Series 9, SIE, and Series 7. Jose holds licenses in New York.

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ADVISOR BIO

Vanessa Maria Miranda is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Vanessa has been in the industry since 2006. Vanessa is licensed to offer securities products and investment advisory services in Florida and Texas. She is also a registered representative with the Financial Industry Regulatory Authority (FINRA). Vanessa specializes in providing investment advice to individuals, corporations, and other businesses. Vanessa has several years of experience working with clients to help them achieve their financial goals.

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ADVISOR BIO

Raj K Seth is a financial professional with over 23 years of experience in the financial services industry. Raj is currently registered with Rosenblatt Securities Inc. and holds FINRA Series 7, 79TO, 86, and 87 licenses. Raj was previously registered with COWEN AND COMPANY.

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ADVISOR BIO

Deborah Blythe Thompson is a Registered Representative with Bofa Securities, Inc. Deborah Blythe Thompson has been in the industry since 2014 and has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Deborah Blythe Thompson's office is located in New York, NY and they are licensed to conduct business in New York. Deborah Blythe Thompson is currently registered with the Securities Industry Essentials Examination and the Operations Professional Examination.

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ADVISOR BIO

David Zeng is a financial advisor with over 1 years of experience in the industry. David is currently registered with Jane Street Capital, LLC, Jane Street Options, LLC. David has previously been registered with a variety of firms over their career. David has passed the Series 57TO, SIE exams. David also holds the no known designation. David specializes in brokerage services, assisting clients with investment strategies and market analysis.

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Jonathan Magana is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. with 3 years of experience in the securities industry. Jonathan has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2022 and previously worked for J.P. Morgan Securities LLC. Jonathan has a Series 7TO, Series 63 and Series 66 license and is registered in 28 states. Jonathan provides portfolio management for individuals and businesses, as well as pension consulting and educational seminars.

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ADVISOR BIO

Ho kyung Andrew Jung is a registered representative with J.P. Morgan Securities LLC. Ho kyung Andrew has been in the securities industry since May 4, 2014. Ho kyung Andrew is registered in New York, Texas, California, Connecticut, District of Columbia, Illinois, Indiana, Massachusetts, New Jersey, North Carolina, Pennsylvania and Washington. Ho kyung Andrew has a total of 25 approved SRO registrations, 1 approved FINRA registrations, and 12 approved state registrations. Ho kyung Andrew has also passed the Uniform Combined State Law Examination (Series 66), the Uniform Securities Agent State Law Examination (Series 63), the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7). Ho kyung Andrew has experience with J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, E.J. Sterling, LLC, JPMorgan Chase Bank, N.A. and Bank of America, N.A.. Ho kyung Andrew's primary business is with J.P. Morgan Securities LLC, which has more than $50 billion in assets under management and 262,026 clients. J.P. Morgan Securities LLC offers financial planning, pension consulting, selection of other advisers, portfolio management for businesses and portfolio management for individuals.

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ADVISOR BIO

Michael Capello is a registered representative with BMO Capital Markets Corp. and has been in the industry since 2001. Michael has a wide range of experience in the financial services industry, including investment banking, brokerage, and investment management. Michael is a Series 7, Series 24, Series 3, Series 4, Series 9, Series 10, Series 27, Series 55, Series 63, Series 65, Series 99TO and Series 57TO licensed professional. Michael has held previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Professional Clearing Corp., UBS Financial Services Inc., and UBS Securities LLC. Michael specializes in portfolio management for pooled investment vehicles.

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ADVISOR BIO

Colin Thomas Cavasina is a financial professional with over 18 years of experience in the industry. Colin has a strong background in securities and investment management, having previously worked at Bear, Stearns & Co. Inc. and OppenheimerFunds Distributor, Inc. Colin currently works at Lazard Asset Management Securities LLC and is registered with the Financial Industry Regulatory Authority (FINRA) in the state of New York.

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