Years of Experience
5-20+ Years
LOS ANGELES, CA
0 Disclosures
ADVISOR BIO
Li-Wei Chang is a financial advisor based in Los Angeles, CA. Li-Wei is a registered Investment Advisor Representative with 7summit Advisors, LLC. Li-Wei has been in the industry for over 20 years and has held previous positions at E*TRADE SECURITIES LLC, ASSENT LLC, SCHONFELD SECURITIES, LLC, CAMDEN SECURITIES, INC., WEDBUSH MORGAN SECURITIES INC., and J.B. OXFORD & COMPANY. Li-Wei holds Series 7, 55, 63, and 66 licenses. Li-Wei is a Certified Financial Planner and is a Registered Player Financial Advisor with the National Football League Player Association. Li-Wei specializes in providing financial guidance to individuals and high-net-worth individuals.
SPECIALIZATIONS
LOS ANGELES, CA
17 Years Experience
0 Disclosures
ADVISOR BIO
Lance Polverini is a financial advisor with J.P. Morgan Securities LLC. Lance has been in the industry since October 2007. Lance holds the Series 7, Series 66 and SIE licenses. Lance is registered to conduct business in all 50 states. Lance has a history of working at both Bank of America and JPMorgan Chase Bank. Lance is also the owner of Orange Grove Capital Management, LLC. Lance's specializations include: Fixed Income, Mutual Funds, Variable Annuities, Equity Securities and Options.
SPECIALIZATIONS
LOS ANGELES, CA
14 Years Experience
0 Disclosures
ADVISOR BIO
David J. Levine is a registered representative of J.P. Morgan Securities LLC in Los Angeles, CA. David has been in the securities industry since 2010 and has a Series 7, Series 63, and Series 65 license. He is also a registered investment advisor. David specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. He offers services to a wide range of clients including individuals, high-net-worth individuals, corporations, and charitable organizations. David is committed to providing his clients with personalized advice and investment strategies that meet their individual needs.
SPECIALIZATIONS
LOS ANGELES, CA
1 Years Experience
0 Disclosures
ADVISOR BIO
Connie Yvette Walker is a financial professional who is registered with PFS Investments Inc.. Connie has a Series 63, Series 6TO, and SIE licenses. Connie focuses on providing portfolio management services for individuals.
SPECIALIZATIONS
Los Angeles, CA
0 Disclosures
ADVISOR BIO
Michelle Raue is a financial advisor with over 0 years of experience in the industry. Michelle is currently registered with Mufg Securities Americas Inc.. Michelle has previously been registered with a variety of firms over their career. Michelle has passed the Series 63, Series 79TO, SIE exams. Michelle also holds the no known designation. Michelle specializes in brokerage services, assisting clients with investment strategies and market analysis.
SPECIALIZATIONS
No specializations listed.
LOS ANGELES, CA
6 Years Experience
0 Disclosures
ADVISOR BIO
Joseph Lindley is a registered representative with Seia in Los Angeles, CA. Joseph has been in the securities industry since April 12, 2018. Joseph has previously worked at OSAIC WEALTH, INC., LPL FINANCIAL LLC, EDWARD JONES, and MORGAN STANLEY. Joseph has passed the Series 66, Series 7, and SIE exams and specializes in financial planning, portfolio management for businesses, and portfolio management for individuals.
SPECIALIZATIONS
LOS ANGELES, CA
0 Disclosures
ADVISOR BIO
Paul Allen Matheson is a registered investment advisor with Cheviot Value Management, LLC. Paul has over 40 years of experience in the financial services industry. Paul is a registered representative with Wedbush Securities Inc. and previously worked with UBS Financial Services Inc., PaineWebber Incorporated, Paine, Webber, Jackson & Curtis Incorporated, and Dean Witter & Co. Incorporated. Paul has a Series 63, Series 4, Series 40, Series 12, Series 7TO, SIE, Series 5, and Series 1 license. Paul specializes in providing financial planning services, insurance consulting, and portfolio management services to individuals and businesses. Paul is also a registered investment advisor in California and Texas.
SPECIALIZATIONS
Los Angeles, CA
11 Years Experience
0 Disclosures
ADVISOR BIO
Lisa Kustron is a registered representative with CCO Capital, LLC. Lisa has been in the securities industry for over 10 years, working previously with Morningstar Investment Services, Inc. Lisa holds FINRA Series 7, Series 24, Series 27, and SIE registrations. Lisa is a registered principal and can assist clients with a range of financial services.
SPECIALIZATIONS
No specializations listed.
LOS ANGELES, CA
42 Years Experience
0 Disclosures
ADVISOR BIO
Gerald Allen Minter has over 40 years of experience in the financial services industry. Gerald is a Registered Representative with Cetera Investment Advisers LLC and is active in both broker-dealer and investment advisor capacities. Gerald is also a Registered Principal with Cetera Advisor Networks LLC. Gerald is licensed in 28 states and has a broad range of experience working with both individuals and businesses in providing financial planning, portfolio management, and investment advisory services. He is committed to helping clients achieve their financial goals.
SPECIALIZATIONS
LOS ANGELES, CA
25 Years Experience
0 Disclosures
ADVISOR BIO
Roger Wacker is an investment advisor representative with UBS Financial Services Inc. in LOS ANGELES, California. Roger Wacker has been in the industry since 1999. Previously, Roger Wacker worked for CREDIT SUISSE SECURITIES (USA) LLC and UBS FINANCIAL SERVICES INC. Roger Wacker has passed the Series 7, Series 63 and Series 65 exams and holds registrations with the states of Alaska, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Montana, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, Rhode Island, Tennessee, Texas, and Washington. Roger Wacker has served on the board of directors for a number of organizations including the International Bankers Association of California, the Swiss-American Chamber of Commerce Los Angeles Chapter, the Providence St. John's Medical Center Foundation, the Mayo Clinic Global Advisory Council, the Cedars-Sinai Board of Governors and The John Wayne Cancer Institute.
SPECIALIZATIONS
