Years of Experience
5-20+ Years
LOS ANGELES, CA
14 Years Experience
0 Disclosures
ADVISOR BIO
David J. Levine is a registered representative of J.P. Morgan Securities LLC in Los Angeles, CA. David has been in the securities industry since 2010 and has a Series 7, Series 63, and Series 65 license. He is also a registered investment advisor. David specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. He offers services to a wide range of clients including individuals, high-net-worth individuals, corporations, and charitable organizations. David is committed to providing his clients with personalized advice and investment strategies that meet their individual needs.
SPECIALIZATIONS
LOS ANGELES, CA
17 Years Experience
0 Disclosures
ADVISOR BIO
Lance Polverini is a financial advisor with J.P. Morgan Securities LLC. Lance has been in the industry since October 2007. Lance holds the Series 7, Series 66 and SIE licenses. Lance is registered to conduct business in all 50 states. Lance has a history of working at both Bank of America and JPMorgan Chase Bank. Lance is also the owner of Orange Grove Capital Management, LLC. Lance's specializations include: Fixed Income, Mutual Funds, Variable Annuities, Equity Securities and Options.
SPECIALIZATIONS
LOS ANGELES, CA
0 Disclosures
ADVISOR BIO
Li-Wei Chang is a financial advisor based in Los Angeles, CA. Li-Wei is a registered Investment Advisor Representative with 7summit Advisors, LLC. Li-Wei has been in the industry for over 20 years and has held previous positions at E*TRADE SECURITIES LLC, ASSENT LLC, SCHONFELD SECURITIES, LLC, CAMDEN SECURITIES, INC., WEDBUSH MORGAN SECURITIES INC., and J.B. OXFORD & COMPANY. Li-Wei holds Series 7, 55, 63, and 66 licenses. Li-Wei is a Certified Financial Planner and is a Registered Player Financial Advisor with the National Football League Player Association. Li-Wei specializes in providing financial guidance to individuals and high-net-worth individuals.
SPECIALIZATIONS
Los Angeles, CA
1 Years Experience
0 Disclosures
ADVISOR BIO
Janet McKillop is a financial professional with experience in the industry. Janet is registered with J.P. Morgan Securities LLC. Janet is licensed to provide advisory services in multiple states. Janet has passed the Series 66, Series 7TO, and SIE exams.
SPECIALIZATIONS
LOS ANGELES, CA
27 Years Experience
0 Disclosures
ADVISOR BIO
Monica Harris is a financial professional with over 20 years of experience in the industry. She is currently registered with Ares Management Capital Markets LLC in California. Monica has a strong background in the financial services industry, with experience in various roles at different firms. Previously, she held positions at TCG Capital Markets L.L.C., TCG Securities, L.L.C., Carrington Investment Services, LLC, Deutsche Bank Securities Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., W.J. Nolan & Company, Inc., and First Montauk Securities Corp. Monica holds various licenses and qualifications, including the Series 7, 10, 9, 4, 8, 14, 24, 63, 65, 99TO, and SIE exams. She is also registered as a broker-dealer in Maryland and Virginia.
SPECIALIZATIONS
No specializations listed.
LOS ANGELES, CA
6 Years Experience
0 Disclosures
ADVISOR BIO
Mingjie Xu is a financial advisor who has been in the industry since March 2019. Mingjie is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds registrations in California and Texas. Mingjie has passed the Series 7, Series 66, and SIE exams. Mingjie has worked for a number of firms in the past including LPL Financial and Bank of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc. is a large firm with assets under management of $10 billion to $50 billion. The firm serves a variety of clients including individuals, corporations, charitable organizations, insurance companies, and pension and profit-sharing plans.
SPECIALIZATIONS
LOS ANGELES, CA
40 Years Experience
0 Disclosures
ADVISOR BIO
Robert Platania is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC, and has been in the industry since 1984. Robert is registered in multiple states and holds Series 65, 63, 7, 31, and SIE licenses. Robert has previously worked for Smith Barney Inc., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential Securities Incorporated.
SPECIALIZATIONS
LOS ANGELES, CA
37 Years Experience
1 Disclosures
ADVISOR BIO
James Barry Freedman is a financial professional with over 35 years of experience in the industry. James currently works at Intrepid Investment Bankers LLC in Los Angeles. James is a Series 7, 24, 63, 79, 99, and SIE licensed representative and holds licenses in Arizona and California. Prior to Intrepid, James was registered with Colorado Financial Service Corporation, Burch & Company, Inc., and Wells Fargo Securities, LLC. James' experience includes working at Chester-Kelsey Corporation and Barrington Associates.
SPECIALIZATIONS
No specializations listed.
Los Angeles, CA
5 Years Experience
0 Disclosures
ADVISOR BIO
Pingbo Zhou is a financial advisor with over 5 years of experience in the industry. Pingbo is currently registered with Morgan Stanley & Co. LLC. Pingbo has previously been registered with a variety of firms over their career. Pingbo has passed the Series 52TO, Series 63, Series 79TO, SIE exams. Pingbo also holds the no known designation. Pingbo specializes in brokerage services, assisting clients with investment strategies and market analysis.
SPECIALIZATIONS
No specializations listed.
LOS ANGELES, CA
9 Years Experience
0 Disclosures
ADVISOR BIO
Arthur Sharplin is a financial advisor with over 9 years of experience in the industry. Arthur is currently registered with American Century Investment Services Inc.. Arthur has previously been registered with DFA SECURITIES LLC. Arthur has passed the Series 24, Series 66, Series 7, SIE exams. Arthur also holds the Series 24 designation. Arthur specializes in brokerage services, assisting clients with investment strategies and market analysis.
SPECIALIZATIONS
No specializations listed.
