Years of Experience
5-20+ Years
LOS ANGELES, CA
14 Years Experience
0 Disclosures
ADVISOR BIO
David J. Levine is a registered representative of J.P. Morgan Securities LLC in Los Angeles, CA. David has been in the securities industry since 2010 and has a Series 7, Series 63, and Series 65 license. He is also a registered investment advisor. David specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. He offers services to a wide range of clients including individuals, high-net-worth individuals, corporations, and charitable organizations. David is committed to providing his clients with personalized advice and investment strategies that meet their individual needs.
SPECIALIZATIONS
LOS ANGELES, CA
17 Years Experience
0 Disclosures
ADVISOR BIO
Lance Polverini is a financial advisor with J.P. Morgan Securities LLC. Lance has been in the industry since October 2007. Lance holds the Series 7, Series 66 and SIE licenses. Lance is registered to conduct business in all 50 states. Lance has a history of working at both Bank of America and JPMorgan Chase Bank. Lance is also the owner of Orange Grove Capital Management, LLC. Lance's specializations include: Fixed Income, Mutual Funds, Variable Annuities, Equity Securities and Options.
SPECIALIZATIONS
LOS ANGELES, CA
0 Disclosures
ADVISOR BIO
Li-Wei Chang is a financial advisor based in Los Angeles, CA. Li-Wei is a registered Investment Advisor Representative with 7summit Advisors, LLC. Li-Wei has been in the industry for over 20 years and has held previous positions at E*TRADE SECURITIES LLC, ASSENT LLC, SCHONFELD SECURITIES, LLC, CAMDEN SECURITIES, INC., WEDBUSH MORGAN SECURITIES INC., and J.B. OXFORD & COMPANY. Li-Wei holds Series 7, 55, 63, and 66 licenses. Li-Wei is a Certified Financial Planner and is a Registered Player Financial Advisor with the National Football League Player Association. Li-Wei specializes in providing financial guidance to individuals and high-net-worth individuals.
SPECIALIZATIONS
LOS ANGELES, CA
45 Years Experience
0 Disclosures
ADVISOR BIO
Michael L Kramer is an investment advisor representative with Wells Fargo Clearing Services, LLC, licensed in California and Texas. Michael L Kramer has been in the industry since November 18, 1979. Michael L Kramer has previously been associated with Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc and Dean Witter Reynolds Inc. Michael L Kramer works in the Los Angeles, California branch office of Wells Fargo Clearing Services, LLC and may also work out of the Calabasas, California office.
SPECIALIZATIONS
LOS ANGELES, CA
45 Years Experience
0 Disclosures
ADVISOR BIO
Stephen Anthony Rigali has been in the industry since September 6, 1979. Stephen is currently registered with Kayne Anderson Rudnick Investment Management, LLC in California. Stephen's previous employment history includes KA ASSOCIATES, INC., PHOENIX EQUITY PLANNING CORPORATION, KAYNE, ANDERSON & CO., INC., LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC. Stephen is currently registered with the state of California. Stephen specializes in providing investment advice to high net worth individuals, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, pooled investment vehicles, and state or municipal government entities.
SPECIALIZATIONS
Los Angeles, CA
0 Disclosures
ADVISOR BIO
Hugh Gross is an Investment Advisor Representative at Scepter Financial Group, LLC. Hugh is licensed to provide investment advice in California. Hugh has been registered with the Securities and Exchange Commission (SEC) since September 11, 2018. Hugh has a Series 65 license, which is a Uniform Investment Adviser Law Examination. Hugh is also a Certified Public Accountant (CPA). Hugh has been providing investment advice for over 15 years. In addition to being an Investment Advisor Representative, Hugh is also the owner of Private Lenders Group, a company that provides lending services. Hugh is a very experienced advisor with a deep understanding of the financial markets.
SPECIALIZATIONS
LOS ANGELES, CA
45 Years Experience
0 Disclosures
ADVISOR BIO
John Blair Knoth is an investment advisor representative at Wedbush Securities Inc. John has been in the securities industry since 1979. John has a Series 7, Series 63, and SIE license. John has been registered with the state of California since 1983. John has held previous positions at Morgan Stanley, A. G. Edwards & Sons, Inc., Prudential-Bache Securities Inc., Thomson McKinnon Securities Inc., and First Jersey Securities, Inc. John has a diverse background in the financial services industry and has been working with clients for over 40 years.
SPECIALIZATIONS
LOS ANGELES, CA
45 Years Experience
0 Disclosures
ADVISOR BIO
Carol Cory is a financial professional with over 40 years of experience in the securities industry. Carol is currently registered with Planmember Securities Corp. and Surety Investment Services. Carol has been a registered representative with Planmember Securities Corp. since 2001 and with Surety Investment Services since 1997. Prior to her current roles, Carol worked for various firms, including Aragon Financial Services, Inc., Titan/Value Equities Group, Inc., Private Ledger Financial Services, Incorporated, and Security First Financial, Inc. Carol holds several licenses and certifications, including the Series 63, Series 24, Series 7, and Series 1. She is also a Certified Financial Planner. Carol provides a wide range of financial services to individuals and businesses, including financial planning, investment management, and retirement planning. Carol has a deep understanding of the financial markets and is committed to helping her clients achieve their financial goals.
SPECIALIZATIONS
LOS ANGELES, CA
46 Years Experience
0 Disclosures
ADVISOR BIO
Neil Hattem is a registered representative of Stifel, Nicolaus & Company, Inc., located in LOS ANGELES, CA. Neil has been in the securities industry since February 25, 1979. Prior to Stifel, Nicolaus & Company, Inc., Neil was registered with SOUTHWEST SECURITIES, INC. and M.L. STERN & CO., LLC. Neil holds Series 4, 7, 8, 9, 10, 24, 63 and SIE licenses.
SPECIALIZATIONS
LOS ANGELES, CA
0 Disclosures
ADVISOR BIO
Marilyn Maxine Cohen is an Investment Advisor Representative with Envision Capital Management Inc. Marilyn has been in the industry since 1978. Marilyn has a Series 7, Series 24, Series 53 and Series 63. Marilyn holds registrations in California and Texas and has previously worked at CAPITAL INSIGHT BROKERAGE, CANTOR, FITZGERALD & CO., INC., and WILLIAM O'NEIL & CO., INCORPORATED. Marilyn's specialization is in portfolio management for individuals. Envision Capital Management Inc. is a Registered Investment Advisor specializing in portfolio management for individuals, with approximately $358,310,983 in assets under management for 270 clients.
SPECIALIZATIONS
